Compliance Exchange Group
150 Motor Pkwy #401 Hauppauge, NY 11788
631-595-5305
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website https://cxgllc.com/
Hours of Operation
- M-F 9am-5pm
- Sa-Su Closed
About Compliance Exchange Group
Compliance Exchange Group (CXG) offers a comprehensive suite of services tailored specifically to the broker-dealer industry. Whether you're looking to establish a new broker-dealer firm or enhance the compliance framework of an existing one, CXG provides expert guidance every step of the way.
Services Include:
Broker-Dealer Compliance Consulting
Broker-Dealer Registration Services
Broker-Dealers for Sale
Starting a Broker-Dealer
Buying a Broker-Dealer
Chief Compliance Officers (CCO) & Chief Operating Officers (COO) Services
Financial and Operations Principal (FinOP) Services
Series 24, 27, 29, 53, and 4 Licenses Support
Registered Options Principal (ROP) Services
Compliance Exchange Group is in the following categories:
Business Brokers, Business Consultants, Business Management Services, Business Services, Financial Planners, Financial Services, Insurance, Investment Advisory Service, Investments, Management, Management Consultants, Risk Management Consultants
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Phone: 631-595-5305 https://cxgllc.com/
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